10. Compliance & Auditing

This chapter defines how RCOS-Core compliance is assessed and maintained.

10.1 Compliance Checklist

10.1.1 RCOS-Core compliance is binary: a community is either compliant or non-compliant.

10.1.2 Compliance MUST be evaluated per layer (Layers 0–6).

10.1.3 For each layer, the Compliance Checklist MUST verify:

  • Presence of mandatory artifacts
  • Explicitness and accessibility of required rules
  • Adoption through authorized governance processes

10.1.4 Partial compliance or “intent to comply” MUST NOT be considered compliant.

10.1.5 Optional Modules MUST NOT be included in RCOS-Core compliance evaluation.

10.2 Test Cases

10.2.1 Test Cases are structured scenarios used to validate whether RCOS mechanisms behave as intended.

10.2.2 Test Cases MAY be:

  • Hypothetical scenarios
  • Historical community failures
  • Simulated stress tests

10.2.3 Test Cases SHOULD cover, at minimum:

  • Power concentration attempts
  • Exit and separation scenarios
  • Governance deadlock
  • Economic capture attempts
  • Safety-critical conflicts

10.2.4 Test Cases are informative but SHOULD be used during audits, onboarding, and periodic reviews.

10.3 Non-Compliance

10.3.1 A community MUST be considered non-compliant if:

  • Any mandatory artifact is missing
  • Layer 0 invariants are violated
  • Decisions are repeatedly made outside authorized governance structures
  • Exit is blocked or informally constrained

10.3.2 Non-compliance MUST be explicitly acknowledged once detected.

10.3.3 A community MAY regain compliance only through:

  • Corrective action
  • Formal adoption of missing or corrected artifacts
  • Documentation of remediation

10.3.4 Claims of RCOS compliance MUST be withdrawn during periods of known non-compliance.

RCOS Blueprint by EcoHubs

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